Lectures

Regulation NMS

Regulation NMS: Implications for the Buy-Side and the Sell-Side. This presentation was a luncheon seminar by Dechert LLP’s Financial Services Practice and the Security Traders Association. (November 14, 2006)
Remarks from presenters:

Regulation NMS: Legal Framework for the Sell-Side. This document contains remarks from Stuart Kaswell of Dechert LLP.

Regulation NMS: Time to Focus on the Buy-Side - Capturing the Benefits for Investors. This document contains remarks from Ruth S. Epstein, Hoang T. Pham, and L. Audrey Wagner of Dechert LLP.